Category: Uncategorized

World (0888157X); 09/12/2020(AN 145486815); ISSN: 0888157XAcademic Search Complete

The Securities and Exchange Commission today announced charges against five Atlanta-based individuals, including film producer Ryan Felton, rapper and actor Clifford Harris, Jr., known as T.I. or Tip, and three others who each promoted one of Felton’s… Article source: https://www.sec.gov/news/press-release/2020-207

The Securities and Exchange Commission today released the agenda for the September 16, 2020, meeting of the Asset Management Advisory Committee (AMAC).  AMAC was formed to provide the Commission with diverse perspectives on asset management and… Article source: https://www.sec.gov/news/press-release/2020-206

The Securities and Exchange Commission today announced that it has adopted rules to update and expand the statistical disclosures that bank and savings and loan registrants provide to investors, in light of changes in this sector over the past 30 years.… Article source: https://www.sec.gov/news/press-release/2020-205

The Securities and Exchange Commission today announced that the court-appointed receiver has begun the final distribution to investors in connection with the SEC’s action against defendants Paul Greenwood, Steven Walsh, and their affiliated WG Trading… Article source: https://www.sec.gov/news/press-release/2020-204

Press Release – Basel Committee and Canada reimagine the 2020 International Conference of Banking Supervisors,9 September 2020. Article source: https://www.bis.org/press/p200911.htm

Catchwords: EQUITY – Interlocutory relief – where defendant seeks interlocutory injunction that the plaintiffs pay 40% of certain tax rebates received by the first plaintiff into a controlled monies account – where defendant established a serious question to be tried – whether balance of convenience favours the grant of an injunction – whether damages an…

Catchwords: CONSUMER LAW – consideration of whether the National Consumer Credit Protection Act 2009 (Cth) (the “NCCP Act”) and the National Credit Code (the “Code”), Schedule 1 to the NCCP Act, apply to 232 contracts for the provision of credit in the form of hire purchase style contracts – consideration of whether the contracts are…

Catchwords: CORPORATIONS – admitted contraventions of the Corporations Act 2001 (Cth) and the Australian Securities and Investments Commission Act 2001 (Cth) (the ASIC Act) related to the charging and deductions of fees and representations about the right to charge fees from members of superannuation funds – imposition of penalties pursuant to s 12GBA of the…

Catchwords: PRACTICE AND PROCEDURE – group proceedings – application to seek inspection of respondents’ insurance documents – application under s 247A of the Corporations Act 2001 (Cth) – whether application in good faith and for a proper purpose – whether applicants seeking to enforce or vindicate rights qua shareholders – application dismissed CORPORATIONS – shareholders’…